ScholarWorks@University of Baltimore School of Law

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University of Baltimore Law Review Volume 13 Number 3 (Spring 1984) Front Matter

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Who Speaks for the Investor? An Evaluation of the Assault on Merit Regulation
Hugh H. Makens

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Massachusetts Securities Regulation: In Search of the Fulcrum
Stephen M. Honig

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State Limited and Private Offering Exemptions: The Maryland Experience in a National Perspective
Mark A. Sargent

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Municipal Securities and State Securities Laws: A New Look
Michael Newman

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Comments: Maryland Statutory and Common Law Remedies for Misrepresentation in Securities Transactions
Robert L. Humphreys Jr.

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Comments: Requiring Criminal Defendants to Prove Blue Sky Exemptions: A Question of Due Process
Anthony J. DiPaula

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Casenotes: Blue Sky Law — New York Blue Sky Law Antifraud Provision Used to Impose Criminal Liability on Attorney Who Engaged in Insider Trading. People v. Florentino, 116 Misc. 2d 692, 456 N.Y.S.2d 638 (N.Y. Crim. Ct. 1982)
Ralph V. Partlow III

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Bibliography: State Securities Regulation
Gary David Raffel

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Casenotes: Securities Fraud — Rule 10b-5 — Tippee Liability Requires Breach of Fiduciary Duty by Tipper, and Tippee's Knowledge of the Breach. Dirks v. SEC, 103 S. Ct. 3255 (1983)
Nancy I. Knapp